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Legal Documentation & Forms

Before opening an account with Mt.Cook, it is important to read the legal documentation pertaining to your account (available for download here via PDF).

Please note that Mt.Cook's legal documents vary depending on which corporate entity you hold your trading account with and the corresponding regulations that may therefor apply to you.

All documentation that applies to your trading account, will be made clear to you during the application process and you should always familiarize yourself with these documents and/or seek legal council before completing the application with us, or any financial services or fintech company.

Mt.Cook Group of Companies

These disclosure documents pertain to, and are common to all entities in the Mt.Cook Group of Companies.

 

  • GENERAL RISK DISCLAIMER
  • DETAILED TRADING RISKS
  • PRIVACY POLICY 
  • GENERAL TERMS OF USE
  • GENERAL AML POLICY
  • PAM RISK DISCLAIMER
  • 3RD PARTY VENDOR RISK DISCLAIMER

Mt.Cook South Africa

These disclosure documents are specific to MT.COOK SOUTH AFRICA which is a trading name for “Atlantic Pearl Financial (PTY) Ltd” (Registration #: 2019/140800/07), who are an authorised Financial Services Provider (FSP# 50420) under the Financial Advisory and Intermediary Services Act No 37 of 2002 in South Africa, governed by by the Financial Sector Conduct Authority (FSCA / https://www.fsca.co.za/).

 

  • CLIENT TERMS AND CONDITIONS
  • CLIENT DISCLOSURE STATEMENT
  • COMPLAINTS PROCEDURE
  • CONFLICTS OF INTEREST
  • PROTECTION OF PERSONAL INFORMATION

Mt.Cook International

Mt.Cook International: is a trading name for “Atlantic Pearl Ltd.”, who are incorporated in The Commonwealth of Dominica as an International Business Company with registration number 17164 (Bloomberg LEI: 254900XZNJPUMGKTRK15)

 

  • CLIENT TERMS AND CONDITIONS
  • CLIENT DISCLOSURE STATEMENT

Mt.Cook UK

Mt.Cook UK: is the technology and development arm of the Mt.Cook group of companies, and handles most of our R&D and liquidity/bridge/ECN and clearing services. Client’s engaging with us for these servcies do so via the following terms and services.

 

  • CLIENT TERMS AND CONDITIONS
  • CLIENT DISCLOSURE STATEMENT

Contact Us For More Information

Please contact us at any time for any assistance or clarification around these documents.

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RISK DISCLAIMER: Leveraged instruments and Derivative products are traded on margin with elevated levels of risk and can result in losses that exceed initial deposits. It is important to consider these risks, your objectives, and your experience, to determine whether these products are appropriate for you. Please read our risk and legal disclaimers, seeking independent advice if necessary, prior to entering into such transactions. Past performance of any trading product, market, instrument, or program is never a reliable indication of any future performance.

TRADING DISCLAIMER: Any opinions, news, research, analyses, prices, or other information contained on this website are provided as general market commentary, or opinions, and do not constitute investment advice. The information on this site is not directed at residents of the United States and is not intended for distribution to, or use by, any person in any country or jurisdiction where such distribution or use would be contrary to local law or regulation. All rolling spot contracts are renewed within a Greenwich Mean Time trading day. Mt.Cook does not provide financial advice.

REGULATION: Mt.Cook is a multi-entity, and multi-jurisdictional group of companies consisting of Mt.Cook South Africa, and Mt.Cook International (together, the “Mt.Cook Group of Companies”). MT.COOK INTERNATIONAL: is a trading name for “Atlantic Pearl Ltd.” (Bloomberg LEI: 254900XZNJPUMGKTRK15) Company # C 53330 / 17164 | Company # 2020/720330/10 who are a duly appointed Juristic Representative, and render services in South Africa to clients on behalf of Atlantic Pearl Financial (Pty) Ltd, (Registration # 2019/140800/07) which is an authorised Financial Services Provider under the Financial Advisory and Intermediary Services Act No 37 of 2002 rendering services in South Africa – FSP# 50420.

COPYRIGHT: © 2013-2023 ALL RIGHTS RESERVED. (www.mtcookfinancial.com)
  • FULL LEGAL DOCUMENTATION |
  • ANTI-MONEY LAUNDERING |
  • WEB TERMS OF USE |
  • PRIVACY POLICY |